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OCR A-Level History Study Notes

55.2.6 Reasons for and Extent of Change

OCR Specification focus:
‘Economic and social changes reflected ideological aims, crisis and coercion.’

Between 1855 and 1964, Russia underwent profound economic and social transformations driven by ideological visions, responses to crises, and the coercive power of authoritarian regimes.

Ideological Aims as Drivers of Change

Autocracy and Reform under the Tsars

From Alexander II onwards, rulers sought to reshape society and the economy in line with their visions of a strong, modern Russia.

  • Alexander II’s reforms, such as the Emancipation of the Serfs (1861), aimed to modernise agriculture and reduce the threat of peasant unrest, aligning with the autocratic goal of strengthening the empire.

  • Land Banks were established to facilitate peasant land purchase, reflecting a belief in gradual transformation through limited state intervention.

  • Alexander III reversed some liberal policies, emphasising stability and Russification, yet still promoted industrial development under ministers like Sergei Witte, who prioritised state-led modernisation.

This era showed that ideological aims often combined modernisation with the preservation of autocracy.

Marxist-Leninist Transformations

After 1917, ideology became the dominant driver of change. Marxism-Leninism, advocating a classless society and state control of the means of production, fundamentally reshaped the economy and society.

  • War Communism (1918–21) abolished private trade, nationalised industry, and requisitioned grain, reflecting ideological hostility to capitalism.

  • The New Economic Policy (NEP), introduced by Lenin in 1921, marked a pragmatic retreat but still aimed at building socialism by stabilising the economy.

  • Stalin’s Five-Year Plans and collectivisation from 1928 pursued rapid industrialisation and agricultural transformation to achieve self-sufficiency and build a socialist command economy.

Early electrification under the GOELRO plan signalled a shift toward central planning and provided the infrastructural base for later Five-Year Plans.

File:RIAN archive 528016 Map depicting Russia's electrification.jpg

Map of electrification associated with GOELRO, showing the planned network of power generation across Soviet Russia. It visualises the state’s early commitment to energy as the foundation for industrial change. Minor cartographic details exceed the syllabus but aid geographic orientation. Source

These policies, while ideologically motivated, were also responses to crises and enforced through coercive means.

Crisis as a Catalyst for Change

Military Defeats and Reform

Military crises repeatedly exposed Russia’s weaknesses and prompted transformation.

  • The Crimean War (1853–56) revealed administrative and military inefficiency, compelling Alexander II’s reforms, including emancipation and judicial changes.

  • Defeat in the Russo-Japanese War (1904–05) and the 1905 Revolution led Nicholas II to concede limited constitutional reform through the October Manifesto and the Duma.

Crises thus forced rulers to adopt changes that ideological aims alone might not have achieved.

Revolution and Civil War

The upheavals of 1917 and the subsequent Civil War (1918–21) reshaped Russia’s political and economic landscape.

  • War Communism, although ideologically aligned with socialist principles, was primarily a response to wartime exigencies — prioritising survival over efficiency.

  • The catastrophic famine and economic collapse forced Lenin to introduce the NEP, demonstrating how crisis could override ideological purity.

Global Conflict and the Cold War

The Second World War (1941–45) and subsequent Cold War exerted immense pressure on the Soviet system.

  • Stalin’s industrial base, built under the Five-Year Plans, was crucial to wartime victory but came at the cost of immense human suffering.

  • Post-war reconstruction demanded renewed focus on heavy industry and defence, while Khrushchev’s policies responded to Cold War competition with reforms in agriculture and technology.

Crises, both domestic and external, thus accelerated change and shaped its direction.

Coercion and the Mechanisms of Transformation

State Power and Repression

Across regimes, coercion was central to implementing change, particularly when ideological aims met resistance.

  • Under the Tsars, coercion took the form of the Okhrana and military suppression of unrest, as seen in the 1905 Revolution.

  • The Bolsheviks relied on the Cheka (est. 1917) and later the NKVD to enforce policies like grain requisitioning and collectivisation.

  • Stalin’s transformation of society was underpinned by show trials, purges, and the Gulag system, which ensured compliance with rapid industrialisation and collectivisation.

Gulag: A network of forced labour camps in the USSR, used extensively under Stalin to punish dissent and provide labour for industrial and infrastructural projects.

The reach of coercion—from the Cheka/OGPU/NKVD to the expanding Gulag—determined how far change penetrated everyday life and labour.

File:Gulag Location Map.svg

Vector map of Gulag camp locations across the USSR between 1923 and 1961. It visualises the system’s geographic spread, highlighting how coercive capacity underpinned economic and social transformation. Some regional labels go beyond syllabus scope but aid spatial understanding. Source

Social Engineering through Force

The drive to create a new socialist citizen involved coercive social policies.

  • Collectivisation forcibly reorganised rural life, destroying traditional peasant autonomy.

  • The state controlled education and propaganda to instil Marxist-Leninist values.

  • Religious institutions were repressed, and atheism promoted, as part of broader cultural transformation.

Classifying peasants as bednyaks, serednyaks and kulaks underpinned decisions on dekulakisation and the drive to collectivisation.

File:Three broad categories of the peasants.jpg

Illustration showing the official threefold categorisation of peasants used by Soviet authorities. The schema underpinned resource allocation, taxation, and coercive measures against kulaks. The period style of the graphic exceeds syllabus needs but clarifies terminology. Source

Even Khrushchev, despite a relative thaw, maintained coercive control over dissent and nationalities.

Extent of Economic and Social Change

Agriculture and the Peasantry

The transformation of rural life was profound but uneven.

  • Emancipation in 1861 ended serfdom but left many peasants burdened by redemption payments and tied to communal land systems.

  • Stolypin’s reforms (1906–11) aimed to create a class of independent farmers (kulaks), but progress was limited by resistance and political instability.

  • Collectivisation in the 1930s radically altered land ownership and production structures, integrating agriculture into the command economy but causing famine and mass suffering.

  • Khrushchev’s Virgin Lands Campaign (1954) sought to boost production but ultimately faced ecological and logistical challenges.

These shifts reflected both ideological goals and pragmatic responses to crisis, though peasant living standards often remained low.

Industry and Urban Society

Industrialisation transformed Russia’s economy and social structure.

  • The late 19th-century industrial surge under Witte created new urban centres and a growing proletariat, though living conditions were poor.

  • The Five-Year Plans accelerated this transformation, creating heavy industries essential for Soviet power, albeit with harsh labour conditions and widespread coercion.

  • War and reconstruction shaped industrial priorities, with Khrushchev shifting some focus to consumer goods and housing, though heavy industry remained dominant.

Urbanisation and industrialisation changed class structures, work patterns, and daily life, though inequality and hardship persisted.

Social Structure and Everyday Life

Social hierarchies evolved dramatically between 1855 and 1964.

  • The end of serfdom and urbanisation eroded traditional estates, giving rise to new social groups.

  • Soviet ideology abolished the nobility and sought to eliminate class distinctions, promoting the “New Soviet Man” committed to socialism.

  • Women’s roles shifted significantly, with legal equality under the Bolsheviks and increased participation in the workforce, though patriarchal norms endured.

Education, healthcare, and literacy improved markedly under Soviet rule, reflecting ideological commitments to social transformation.

Continuity Amidst Change

Despite profound shifts, continuity persisted across the period.

  • Authoritarian control remained constant, whether under the Tsars, Lenin, Stalin, or Khrushchev.

  • Economic policy oscillated between state control and limited liberalisation, but central planning and state dominance were enduring features after 1917.

  • Social change often lagged behind economic transformation, with persistent poverty and inequality, especially in rural areas.

The reasons for and extent of change in Russia and the USSR were thus deeply shaped by the interplay of ideology, crisis, and coercion, producing dramatic transformation while retaining enduring continuities.

FAQ

Tsarist rulers prioritised strengthening autocracy and preserving social hierarchy, aiming for gradual modernisation without undermining monarchical power. Reforms such as the emancipation of the serfs and Witte’s industrial policies reflected this controlled approach.

Communist rulers, by contrast, sought total transformation based on Marxist-Leninist principles. Policies like War Communism, collectivisation, and the Five-Year Plans aimed to eradicate class divisions and build a socialist economy. This ideological shift meant change was far more radical, systemic, and centrally planned under the Communists than under the Tsars.

Coercion was crucial in overcoming resistance and enforcing state policies.

  • Under Stalin, the NKVD and Gulag system provided forced labour for industrial projects and punished opposition.

  • Grain requisitioning and dekulakisation during collectivisation were carried out violently to ensure compliance.

  • Even under Khrushchev, dissent was suppressed to maintain state control, though less brutally.

Without coercion, many policies—especially collectivisation—would have faced insurmountable resistance, undermining the regime’s ideological and economic aims.

Collectivisation aimed to transform agriculture from small-scale, inefficient peasant farming into a modern, state-controlled system capable of supporting industrialisation.

  • It ensured a steady grain supply to feed urban workers and fund industrial projects through exports.

  • It facilitated state control over the countryside, weakening traditional peasant autonomy.

  • Ideologically, it aligned with Marxist goals of abolishing private ownership and creating a socialist rural economy.

Despite causing famine and millions of deaths, Stalin deemed these sacrifices necessary for rapid modernisation and the survival of the Soviet state.

External pressures significantly shaped Soviet economic priorities.

  • The threat of foreign invasion and military competition drove rapid industrialisation and heavy industry investment.

  • During the Cold War, technological rivalry with the United States spurred initiatives like Khrushchev’s focus on space and science.

  • Post-war reconstruction required reallocating resources to rebuild infrastructure and maintain geopolitical influence.

These pressures meant that ideological goals were frequently adapted to meet strategic needs, expanding the scope and pace of economic change beyond purely domestic considerations.

Social transformation was central to the Communist project.

  • Education reforms promoted literacy and indoctrinated citizens with Marxist-Leninist ideology.

  • Women were encouraged into the workforce, advancing gender equality while boosting productivity.

  • Religion was repressed, with atheism promoted as part of building a rational, socialist society.

  • Cultural policies, such as socialist realism in art, aimed to foster collective identity and loyalty to the state.

These policies sought not only to support economic change but to create a new socialist citizenry aligned with the regime’s ideological vision.

Practice Questions

Question 1 (2 marks)
Identify two factors that influenced the extent of economic and social change in Russia between 1855 and 1964.

Mark scheme:
Award 1 mark for each correctly identified factor, up to a maximum of 2 marks.
Possible correct answers include:

  • Ideological aims (e.g., Marxism-Leninism, autocracy, socialism)

  • Responses to crises (e.g., wars, revolutions, famines)

  • Coercion and repression (e.g., use of the Cheka, NKVD, Gulag system)

  • Economic planning policies (e.g., Five-Year Plans, NEP, collectivisation)

  • Modernisation efforts (e.g., industrialisation, electrification, land reforms)

Question 2 (6 marks)
Explain how ideological aims shaped economic and social change in Russia between 1855 and 1964.

Mark scheme:
Level 1 (1–2 marks): Basic answers with limited detail, possibly listing ideological aims without explanation or context.

  • May mention Marxism-Leninism or autocracy but with minimal elaboration.

Level 2 (3–4 marks): Sound explanation with some supporting examples.

  • Shows understanding of how ideology influenced change but may lack depth or range.

  • Examples could include collectivisation reflecting socialist principles or Alexander II’s reforms aiming to strengthen autocracy.

Level 3 (5–6 marks): Detailed explanation with clear links between ideology and change, supported by accurate examples.

  • Explains how Marxism-Leninism underpinned War Communism, NEP, and the Five-Year Plans.

  • Discusses how ideological aims shaped social policies (e.g., creating the “New Soviet Man” or suppressing religion).

  • May include how autocratic or socialist ideologies affected reforms under the Tsars and Communists.

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